Financial Advisor Associate

Milwaukee, United States

Position Overview

Our Advisor Associates works directly with Advisors to assist with the wealth management and financial planning needs of clients. This position is responsible for providing support to Advisors including data gathering, case design, scenario building, financial plan development, financial plan application, and portfolio implementation.


  • Provide support to Advisors in all areas of financial planning
  • Initiate and field client calls on various items (e.g., strategy ideas, account specific questions, portfolio inquiries, etc.)
  • Create proposals for prospective clients
  • Create and/or update financial plans for clients
  • Prepare materials for client meetings; work with other internal teams to ensure client meetings are prepared for thoroughly and accurately
  • Attend client meetings and manage/complete all meeting follow-up activities
  • Liaise with client’s attorneys and accountants as needed
  • Monitor portfolios and maintain portfolio target allocations. Rebalance portfolios as needed
  • Assist with client data consolidation and maintenance as needed
  • Assist with special projects as required


  • Two to four years of relevant experience
  • Completed or pursuing CFP®, CFA or JD
  • Bachelors’ degree or higher from an accredited university; major in financial planning, business, accounting, finance, economics, or law preferred
  • Continuously exhibits personal integrity and professional initiative
  • Reliable, follows through on commitments, self-starter when it comes to new challenges
  • Must be organized, detail-oriented and able to manage and prioritize tasks
  • Demonstrates a commitment to accuracy by delivering high quality work
  • Excellent written and verbal communication
  • Collaborative and able to work effectively with others
  • Flexible team player who is highly adaptable to change and open to new ideas
  • Proficiency in Microsoft Office; experience with any CRM, portfolio management or financial planning software is a plus

Financial Advisor Associate

Job description

Financial Advisor Associate

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